Reducing the wait for surgical consultation—what works and what doesn’t?—a review of selected countries in North America, Europe and Australasia
Review Article

Reducing the wait for surgical consultation—what works and what doesn’t?—a review of selected countries in North America, Europe and Australasia

Fernanda N. I. Nagase1, Tania Stafinski1, Mary E. Brindle2, Jonathan White3, Andrea Young1, Sanjay Beesoon3, Susan Cleary1, Devidas Menon1^

1School of Public Health, University of Alberta, Edmonton, Alberta, Canada; 2Surgery Strategic Clinical Network, Alberta Health Services and University of Calgary, Calgary, Canada; 3Department of Surgery, Alberta Health Services and University of Alberta, Edmonton, Canada

Contributions: (I) Conception and design: TS, JW, SB, DM; (II) Administrative support: DM, AY; (III) Provision of study materials or patients: None; (IV) Collection and assembly of data: TS, AY, FN, SC; (V) Data analysis and interpretation: All authors; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

^ORCID: 0000-0002-4172-8634.

Correspondence to: Devidas Menon, PhD. School of Public Health, University of Alberta, Health Technology and Policy Unit, 3-021 Research Transition Facility, Alberta T6G 2V2, Canada. Email: menon@ualberta.ca.

Abstract: Wait times for elective health services have been a policy challenge in health systems of most developed nations. Many countries have attempted to reduce wait times for surgery (including the wait to a surgical consultation and for surgery itself) by implementing innovative policies under limited resources. The purpose of this study was to present and discuss approaches implemented in several countries targeting wait times from referral to first appointment with a surgeon (wait time 1). This was part of a health evidence review to identify approaches used to reduce elective surgical wait times. Two sources of information, interviews and a scoping review were conducted to identify approaches targeting wait time 1. Interview participants were identified through several sources. Interview questions were semi-structured and open-ended, and responses were validated through participants being invited to review the accuracy and completeness of the information they provided. Interview data were analyzed by 2 researchers using deductive and inductive ‘coding’. Search strategies for the scoping review were applied in multiple scientific databases, government, and health delivery organizations’ webpages. Approaches identified through various sources were combined using a conceptual framework based on the main types of policy for improving wait times. A total of 19 interviews, 92 peer-reviewed articles, and 124 documents from the grey literature were included. Information spanned 13 countries and multiple specialities. Among 24 approaches identified, 18 targeted increasing supply, two aimed at reducing demand, and four impacted both supply and demand. 12 of them provided consistent positive or limited but promising evidence of effectiveness on wait time 1. Approaches reduced wait times by affecting the supply, demand, or both sides. Many had evidence relating to their effectiveness in improving wait times and other patient and provider-related outcomes. The 9 approaches with consistent evidence of effectiveness were: Central intake, Expanded role for non-physicians, Patient choice, Standardized referral forms, Specialist advice requests, Expanded role for family doctors, Process improvement methodology, Remote consultations, and Fast track programs.

Keywords: Elective surgery; time to consultation; scoping review; interviews; international comparison


Received: 07 December 2021; Accepted: 17 June 2022; Published: 25 September 2022.

doi: 10.21037/jhmhp-21-95


Introduction

Provision of timely access to elective surgical care remains a significant and complex problem for publicly funded healthcare systems. Despite heavy investments in the province of Alberta, Canada, the system has been unable to keep pace with demand due to aging population and growing rates of chronic diseases. The consequences of long wait times for elective surgeries can be serious—poor health outcomes, frustration and dissatisfaction among patients (1-3). The presence of surgical wait times has been a long-standing challenge in many Organisation for Economic Co-operation and Development (OECD) countries. Wait times are also a reflection of the functioning of the health system as a whole which can offer opportunity for policy changes to improve the appropriateness, responsiveness and efficiency in health service delivery and to make health systems more people centred. Specifically, in 2016, the times to see a specialist varied more than two-fold across 11 countries surveyed by the Commonwealth Fund. From over 60% of people waiting one month or more for a specialist appointment in Canada and Norway, compared with only around 25% of people in Switzerland, Germany and the Netherlands (4).

Previous reviews on strategies to reduce elective wait times have been limited in the number of studies included in the review, inadequate appraisal of the quality of evidence, with 3 having been published prior to 2013 (2,5,6) and one of them focussing on general elective care rather than on surgical care. Of the 2 more recent evidence syntheses, one was a description of provincial initiatives in Canada (7) and the other was a scoping review of approaches conducted to inform policies in Chile (8). While these two studies are reasonably current, they have limited relevance to the policy context in Alberta where there is currently a major review (or overhaul) of the overall system of access, quality, and safety of surgical care through the Alberta Surgical initiative. This current paper (and the companion paper) is based on a comprehensive scoping review and interviews with stakeholders across Canada and the world. This study was commissioned by Alberta’s Ministry of Health and Alberta Health Services (the province-wide health delivery organization) to answer the overarching research question: “what approaches have been used in Canada and internationally to improve access to surgical care and what have been the impact of these different policies?”.

Patients wait for surgical consultation and care at all stages of their journey, from the first development of symptoms to the final visit with the surgeon. As patients’ journeys through the healthcare system can be complex, we focused on one specific waiting period, the time from the referral of the patient to a specialist (“wait time 1”) (9,10). This paper reports on the approaches identified in the literature targeting wait time 1.


Methods

The study comprised (I) interviews and (II) a scoping review.

Interviews

Interview participants were identified through surgeons, websites of health authorities, ministries of health, and relevant surgical associations, the published literature, personal contacts in the international health technology assessment community and recommendations from interview participants. Participant recruitment continued until thematic saturation of information was reached. To encourage participation, interviewees were re-assured of absolutely confidentiality of the process. Ethics approval was not required as this was part of a quality improvement project.

Key informants were identified across Canada and publicly funded health care systems in 13 countries that outranked Canada on performance measures related to access to selected procedures [Australia, Denmark, France, Germany, Israel, Italy, Netherlands, New Zealand, Norway, Sweden, Switzerland, the United Kingdom, and the United States (Medicare/Medicaid)] (11,12). These measures include mean and median wait times for cataract surgery and hip and knee replacements, as well as responses to the following yes/no survey questions: “waited two months or longer for specialist appointment” and “waited four months or longer for elective/non-emergency surgery”.

Telephone interviews were conducted with one researcher leading the interview while one to two researchers recording detailed notes. Questions were semi-structured, open-ended and asked about the implementation of approaches used to improve access to scheduled surgeries (see supplemental materials for more details: https://cdn.amegroups.cn/static/public/jhmhp-21-95-1.pdf). Responses were validated through participants invited to review the accuracy and completeness of the information they provided.

Two researchers analyzed data using deductive and inductive ‘coding’ (the process of identifying concepts or themes describing different passages of text and finding relationships between them) (13). The interview questions provided the framework for the analysis, and included 4 broad categories: (I) description of the approach; (II) enablers of implementation; (III) barriers to implementation; and (IV) lessons learned.

Scoping review

A scoping review was conducted using the methodology outlined in internationally accepted guidelines (14). The initial search was performed in November 2018 and updated in October 2020.

Identifying relevant studies

Search strategies were developed and tested through an iterative process by an experienced information specialist. The MEDLINE strategy was peer-reviewed by another senior information specialist prior to execution using the Peer Review of Electronic Search Strategies (PRESS) Checklist (15). The OVID platform was used to search Ovid MEDLINE®, including Epub Ahead of Print and In-Process & Other Non-Indexed Citations, and Embase. The Cochrane Library on Wiley, CINAHL and EconLit on EBSCO, and Web of Science were also searched. Strategies utilized a combination of controlled vocabulary (e.g., “Waiting Lists”, “Surgical Procedures, Operative”, “Efficiency, Organizational”) and keywords (e.g., “delay”, “surgery”, “policy initiative”). Vocabulary and syntax were adjusted across databases. No language restrictions were applied in the search strategy, but when possible, animal-only studies and opinion pieces were excluded.

An extensive grey literature search was performed using the Google search engine. The first 100 hits were reviewed for the following phrases: “surgical wait times”, “wait times for surgery”, “surgical wait lists”, “wait lists for surgery”, “surgical queues”, “queues for surgery”, “operation wait times”, “wait times for operations”, “procedure wait times”, and “wait times for procedures”. Additional searches were performed on the websites of ministries of health, health authorities, and hospitals in Canada and 13 countries; for these latter, additional Google searches were performed combining the name of the country with each of the 10 phrases listed above. Four researchers conducted the grey literature searches which included commissioned reports and policy papers; news/press releases; webpages; and operational/procedural material from health delivery organizations.

Document selection

To be eligible for inclusion, the document was in English or French and described a strategy, method, system, policy or intervention directly intended to reduce elective surgical wait times. Documents on innovations targeting any point in the clinical pathway that could indirectly affect wait times were also included. Documents were excluded if they described approaches to reduce wait times for emergency (non-elective) surgeries.

Two researchers independently screened the titles and abstracts and assessed relevant citations using the eligibility criteria. Researchers met to compare results and determine the final list of documents through discussions and consultations with a third party in case of disagreements.

Data extraction

A minimum of two researchers independently extracted information on each document using a standardized pre-tested form. Any discrepancies were resolved through discussion.

Two researchers analysed extracted data using a pragmatic qualitative research approach. Thematic and constant comparative analyses were used to identify key themes around approaches and gaps in improving access to surgical care (13).

A deliberative discussion of the findings from the review was conducted with members of an Expert Advisory Group, comprising of surgical experts, senior administrative staff and policy makers in Alberta.

Synthesis and quality appraisal of findings from the interviews and scoping review

Approaches identified through interviews and scoping review were combined using a conceptual framework based on the main types of policy levers for improving wait times: (I) increasing supply, affecting outflows—the rate at which patients are removed from the list by receiving treatment (supply side strategies); (II) reducing demand, affecting inflows to the waiting list (demand side strategies); and (III) both—strategies that affect both supply and demand.

Since information on approaches originated from a broad range of sources, it was not possible to appraise their quality using traditional systematic review methods designed for clinical or epidemiological studies. Instead, a best-evidence synthesis was deemed a more suitable approach, based on previous research on wait times by Kreindler (2). For each approach, the collective set of information was assessed against three criteria: (I) amount of evidence, (II) consistency of evidence, and (III) certainty of evidence. The third criterion relates to the fact that, in practice, multiple approaches are often adopted simultaneously, making it difficult to determine which one had the greatest impact on wait times. Six ‘strength of evidence’ categories were created: (I) consistent positive evidence of effectiveness; (II) consistent negative evidence of effectiveness; (III) limited but promising evidence of effectiveness; (IV) mixed evidence of effectiveness; (V) not possible to determine—implemented alongside other approaches and (VI) not possible to determine—no information on impact found. Approaches with at least three sources of information that presented the same findings in terms of their impact on wait times were classified as ‘consistent positive evidence of effectiveness or ineffectiveness’ (2).


Results

Forty interviews were conducted with participants from Australia, Canada, Denmark, Germany, Israel, New Zealand, Norway, the Netherlands, Sweden and the UK. Attempts to contact participants from Italy, Switzerland and the United States were unsuccessful. Nineteen of the 40 interviews discussed interventions targeting wait times 1 and were included in this study.

The search for peer-reviewed literature identified 24,806 discrete citations, of which 92 articles met the inclusion criteria (Figure 1). A total of 124 relevant documents were located through the grey literature searches (Table 1). In total, the study identified 24 approaches targeting wait time 1, of which 18 were supply side strategies (targeted at health professionals and organizations) aiming to increase capacity and efficiency, 2 demand side strategies (targeted at patients) intended to reduce demand; 4 affected both supply and demand (Table 2). The supplemental materials (https://cdn.amegroups.cn/static/public/jhmhp-21-95-1.pdf) provide further information regarding examples, descriptions, and impact of individual approaches.

Figure 1 PRISMA diagram of study selection. , reasons for exclusion of studies: not available in English or French; patients not receiving elective surgery or a diagnostic procedure related to expected elective surgery; no approach to improve access/reducing wait times described; or study not applicable to referral time. PRISMA, Preferred Reporting Items for Systematic Reviews and Meta-Analyses.

Table 1

Overall characteristics of included documents

Characteristics Publications, n [%]
Total 235 [100]
Source of information
   Peer reviewed studies 92 [39]
   Grey literature 124 [53]
   Interview 19 [8]
Country
   Australia 26 [11]
   Canada 104 [44]
   Denmark 2 [1]
   Ireland 5 [2]
   Israel 1 [0]
   Netherlands 1 [0]
   New Zealand 7 [3]
   Norway 3 [1]
   Spain 1 [0]
   Sweden 5 [2]
   Switzerland 1 [0]
   United Kingdom 65 [28]
   United States 10 [4]
   Multiple 4 [2]
Specialty area
   Cardiothoracic 7 [3]
   Dermatology 1 [0]
   ENT 4 [2]
   General surgery 12 [5]
   Oncology 24 [10]
   Ophthalmology 5 [2]
   Orthopedic/neurosurgery 58 [25]
   Pediatric 2 [1]
   Urology 1 [0]
   Various 119 [51]
   Not reported 2 [1]

ENT, ears, nose, and throat.

Table 2

Characteristics of approaches targeting wait time 1

Approach, source of information Categories Type Strength of evidence
Central intake, n=63 [27%] With pooled waiting lists and screening processes Supply Consistent positive evidence of effectiveness
With pooled waiting lists and no screening processes
Without a pooled waiting lists
Expanded role for family doctors, n=10 [4%] Direct access to surgical list Supply Consistent positive evidence of effectiveness
Family doctor-led surgery
Expanded role for
non-physicians, n=43 [18%]
Triage and patient assessment Supply Consistent positive evidence of effectiveness
Non-physician-led procedure
Direct access to surgical list
Post-discharge follow-ups
Fast track programs, n=7 [3%] Not applicable Supply Consistent positive evidence of effectiveness
Patient choice, n=32 [14%] Consultation date Supply Consistent positive evidence of effectiveness
Hospital
Surgeon
Process improvement methodology, n=8 [3%] Quality improvement approaches, e.g., LEAN Supply Consistent positive evidence of effectiveness
Remote consultations, n=8 [3%] Not applicable Supply Consistent positive evidence of effectiveness
Specialist advice requests, n=16 [7%] Electronic [online] system Supply Consistent positive evidence of effectiveness
Dedicated telephone line
Standardized referral forms, Not applicable Supply Consistent positive evidence of effectiveness
n=31 [13%]
Targeted funding, n=10 [4%] Human resources Supply Limited but promising evidence of effectiveness
Scheduling
Shared appointment for specialist consultations, n=2 [1%] Not applicable Supply Limited but promising evidence of effectiveness
Standardized treatment pathways, n=13 [6%] Not applicable Supply Limited but promising evidence of effectiveness
Wait time targets, n=31 [13%] Legally binding wait time targets or guarantees enforced through positive and negative incentives Demand and supply Mixed evidence of effectiveness
Legally binding wait time targets or guarantees and mandatory offer of alternative provider enforced through negative or positive incentives
Legally binding wait time targets or guarantees and mandatory offer of alternative provider
Non-legally binding wait time targets or guarantees and offer of alternative provider
Non-legally binding wait time targets or guarantees
Non-financial provider incentives, n=2 [1%] Not applicable Supply Not possible to determine—implemented alongside other approaches
Ongoing monitoring, analysis, and reporting of wait times and other outcomes data, n=15 [6%] Not applicable Demand and supply Not possible to determine—implemented alongside other approaches
Regular validation of wait lists, n=2 [1%] Not applicable Demand Not possible to determine—implemented alongside other approaches
Web-based specialist directories, n=7 [3%] Not applicable Demand Not possible to determine—implemented alongside other approaches
Appointment reminders for consultation, n=3 [1%] Call Supply Not possible to determine—no information on impact found
Text and voice messaging
Cancellation lists, n=1 [0%] Not applicable Supply Not possible to determine—no information on impact found
No-show policies, n=2 [1%] Not applicable Supply Not possible to determine—no information on impact found
Operations research/resource planning tools, n=3 [1%] Not applicable Demand and supply Not possible to determine—no information on impact found
Organizational incentives, n=5 [2%] Pay for performance Supply Not possible to determine—no information on impact found
Non-financial incentives
Negative financial incentives
Post-discharge follow-up by phone, n=4 [2%] Not applicable Supply Not possible to determine—no information on impact found
Public reporting of wait times, n=7 [3%] Not applicable Demand and supply Not possible to determine—no information on impact found

Central intake

Central intake refers to a single point-of-entry to receive, triage referrals and arrange for service provision. The approach may prevent multiple referrals for a single patient to different specialists. Pooled waiting lists and processes for screening out non-surgical candidates before specialist consultation are commonly part of central intake processes. Pooled waiting lists allow patients to be seen by the ‘first available’ surgeon for a consultation, improving the distribution and flow of patients. At screening clinics, a healthcare provider assesses whether or not patients meet the criteria for a consultation, allowing surgeons to allocate their time to other priority services. Patients who are not surgical candidates are referred back to their family doctor, with a care plan. Central intake programs often incorporate standardized referral forms, priority criteria to triage patients, data management systems for ongoing collection and monitoring of data, and standardized care pathways.

According to sources from Canada and the UK, central intake with pooled waiting lists and screening processes effectively reduced referral wait times (16-19), and in some cases, wait times for surgery (20). It also decreased inappropriate referrals as some patients did not require surgical consultation (21).

Overall, central intake with pooled waiting lists and no screening process were also positive. Multiple sources reported improved wait times for consultation (22-24), diagnosis (25), surgery (26,27), as well as reduced variability in waiting times across surgeons.

Many Canadian interviewees reported that central intake positively impacted wait time 1 and reduced duplicate referrals. However, one interviewee cautioned that if demand is higher than capacity, central intake can only ensure no patient is waiting longer than anyone else. Funding, buy-in from surgeons, and mandatory adoption were factors mentioned for central intake to succeed.

Expanded role for family doctors

Expanded role for physicians describes situations in which family doctors perform tasks normally reserved for specialists, including providing direct access to surgical wait lists, and performing non-complex surgery. These roles may require additional training; however, this was not consistently described.

Evidence on expanded roles for family doctors came primarily from the literature. Only one interviewee from Canada commented on family doctors performing surgeries in rural hospitals, but no impact information was reported. In New Zealand, family doctors ‘with special interests’ have been trained to perform certain general surgeries which reduced wait times for patients (28).

Six peer-reviewed studies reported on hospitals allowing family doctors direct access to wait lists in Australia (endoscopy) (29), Ireland [minor outpatient surgeries; ears, nose, and throat (ENT) procedures] (30,31), and England (carpal tunnel decompression; hernia repair) (32-34). Across these studies, direct access to wait lists led to reduced wait times (29-34). One study also found better access to endoscopy services in rural areas after implementation of the approach (29).

Expanded role for non-physicians

Nurses, physiotherapists, podiatrists, speech pathologists, audiologists, sonographers, optometrists and orthoptists are involved in managing elective surgery patients. Their roles include: performing triage, conducting procedures, providing direct access, and conducting post-discharge follow-ups.

Across documents, non-physicians performing triage improved wait time 1 (35-43), in some cases, it also improved wait time 2 (28,44,45). Other outcomes reported were a reduction of surgical referrals (28,35,38,39,41,43-53) and high patient satisfaction (43,46,50,52,54,55). These improvements did not depend on the type of health care professional providing the service.

Three studies examined the impact of sonographers and nurses trained to perform biopsies and surgery for carpal tunnel syndrome. All reported a reduction in wait times from referral to procedure (56-58). One study reported that patients preferred to have their biopsies performed on the day of consultation by nurses rather than return for a subsequent appointment with the surgeon (57). However, one study noted considerable criticism from patients and surgeons over the approach (58).

There were 3 examples in which physiotherapists (59,60) and optometrists (46) directly referred patients to a surgical wait list, but no impact on wait times was reported.

Three studies described postoperative care by non-physicians in an orthopedic program in Australia (48), a cardiovascular program (61) and an otolaryngology clinic in the US (62). These studies concluded that surgeon capacity for new consultations increased (48,61,62). Other sources reported that follow-up by non-physicians reduced wait times for consultations and thus increased capacity for surgeons to see new patients (36,62).

Fast-track programs

Fast-track programs help patients with suspected cancer move more quickly from referral to diagnosis and treatment by implementing preferential pathways for referral to surgeons. Four studies described programs from Denmark (63) and the UK (64-66). Three examined the implementation of fast-track programs based on 14-day wait time guarantees from referral to first specialist consultation in the UK. Across studies, fast track programs reduced wait times from referral to treatment, referral to first consultation (65) and referral to diagnosis (63,66). In one study, it was noted that the program increased referrals for ‘urgent cases’, leading to increased wait times for ‘routine’ patients (64).

One interview described a fast-track thoracic program in Alberta, Canada in which patients were automatically referred to a surgeon when a spot was detected on the CT scan. The program was successful in reducing wait time 1 and ensuring patients were not falling through the cracks. However, it led to an unnecessary increase in number of CT scans requiring surgeons review.

Patient choice

Patient choice refers to options given to patients related to their choice of surgeon, hospital and consultation date. The first two options aim to reduce wait times by more evenly distributing wait lists and allowing patients to see the first available surgeon or attend the hospital with the shortest wait times. In some cases, patients, alongside their family doctors, are able to access online resources with information on wait times and other quality indicators to assist patients with their decisions. Choice of consultation date aims to reduce cancellations or no-shows.

Peer-reviewed studies of patient choice of surgeon reported reduced wait times from referral to consultation in Canada (23) and from referral to surgery in the UK (67). However, in the UK, there were other initiatives in place, such as enforcement of wait time targets, which would have contributed to this change. One study found that given the option, most patients would choose the first available surgeon rather than a specific surgeon (23). A number of non-peer-reviewed sources also reported shorter wait times despite increase in referrals; but since other changes were implemented at the same time, these reductions were likely due to the cumulative effect of all changes (17,24,68,69). Three interviews described providing the patient choice of first available surgeon in orthopedic programs across Canada. Two reported benefits from the program with one stating greater impact once it became mandatory. Finally, in a New Zealand region, where patients could select a convenient time for a clinic visit, rates fell for no-shows, wait times and cancellations (28).

Process improvement methodology

Process improvement methodology refers to a set of methods that focus on improving quality and efficiency of health care services.

Eight sources described the use of LEAN, a set of methods and operating philosophies that aims to eliminate waste in every process through an ongoing system of improvement. They originated from Canada (70-74), the UK (75) and the US (76). One study reported improvements in wait times to surgery, consultation numbers, and numbers of no-shows (76). Other quality improvement approaches, described in grey literature, were also used in Alberta, Canada. Overall, they positively impacted wait times (70-74). No interviewees commented on this approach.

Remote consultations

Remote consultations, or virtual care, allow patients in rural and remote locations to “visit” their specialists using telehealth services. Considerations for implementing such an approach include: identifying appropriate patients, educating patients about their options, and having staff in place when examination is necessary. One Canadian study compared access to specialists between rural patients accessing a specialist via telehealth, rural patients seeing a specialist in-person, and urban patients seeing a specialist in-person. Urban patients had significantly shorter wait times 1. However, no statistically significant differences were found in the number of appointments kept, waits for surgery, and waits for follow-up between the three groups. The study reported that waits for patients to access telehealth services improved over time as it became integrated into routine practice (77). Similarly, two studies from the US in ENT and dermatology found that remote consultations led to decreased wait times for consultation (78) and treatment (79). Both studies reported reductions in patient travel and associated costs (78,79). Unpublished documents from Canada also consistently reported reductions in travel for rural and remote patients (80-82) with one also reporting improvements in wait times (81). Impact of remote consultations on wait times was not described during interviews, but one participant commented on the difficulties of conducting physical examinations using telehealth.

Specialist advice requests

Specialist advice requests allow family doctors to request advice from a specialist who responds immediately or within a short time window, typically hours or days. These consultations aim to decrease referrals of patients who can be adequately managed in primary care. Specialty advice may be over a dedicated phone line or through a web-based portal. The latter’s advantage over telephone is its capability to instantly send diagnostic test results and digital images for specialists to review. In some jurisdictions, advice requests have been integrated into standardized referral forms. Specialists may respond with recommendations or suggest a face-to-face consultation.

Examples of implementation were found in Canada (83-93), New Zealand (28), and the UK (43,94). Across publications, there was consistent evidence for decreased wait times to see a specialist (28,85,87), for treatment (94), unnecessary referrals (83-85,90,92), system-level cost savings (85,87,90), avoided patient travel, and high physician satisfaction (94). One Canadian costing study reported cost savings from a societal perspective over one year (84,93). One Canadian interviewee described pilot program on specialty advice to provide specialist access in remote areas. No further information was provided.

Standardized referral forms

Standardized referral forms provide common referral templates for specialist consultation or diagnostic testing. The approach aims to streamline the referral process and reduce the number of inappropriate referrals as well as duplication of diagnostic tests. Standardized referral forms may be paper or electronic-based.

This approach was implemented in many countries, alongside other wait time initiatives, including standardized care pathways and central intake. Across the peer-reviewed studies that examined new referral protocols alone, there was consistent evidence for reductions in waiting times for treatment, as well as for diagnosis and biopsy (94-98). In one study standardized referral forms alongside wait time guarantees decreased mean waiting times to consultation, diagnostic testing and surgery (99). Another study reported an increase in appropriate referrals to spine surgery after standardized referral forms along with central intake and screening clinics were instituted (100). Sources from the grey literature found that standardized forms were useful in determining if a consultation or test was indeed required (43,72,86,101-103). Reductions in the time taken to vet referrals and provide patients with appointments were also reported (43).

According to interviews, standardized referral forms have been implemented in some Canadian provinces. While one participant indicated positive results with the approach, two participants described issues with widespread implementation due to lack of buy-in from specialists and establishment of a preferred electronic system.

Targeted funding

Targeted funding is provided to reduce wait time 1 through hiring specialists and increasing work hours. Some examples include studies describing the hiring of a new urologist in Australia (104), orthopedic surgeons in Canada (105) and the UK (106). Other examples from Australia recounted government investing to expand outpatient services (107,108). Two sources reported that targeted funding had a positive impact on wait time 1 (108,109). One interviewee from Israel also described reductions in wait times after giving extra payment to specialists to see patients after hours.

Shared appointment for specialist consultations

Shared medical appointments involve multiple patients attending a consultation together to improve access without increasing costs. Appointments may begin with educational sessions followed by individual assessments. Patients are encouraged to ask questions and must sign a confidentiality agreement. Two studies were based in the US (110,111). In one, patients participated in shared appointments following bariatric surgery, and 96% of patients were satisfied with this arrangement (110). In the second study, patients with hand pain attended shared appointments at a clinic offering non-surgical and surgical treatments for hand disorders. This study indicated that having group visits for more specific conditions such as carpal tunnel syndrome allowed groups to be more focused, education to be streamlined, and enhanced mutual support among patients (111). Evidence was limited with both studies reporting decrease in wait time 1 (110,111). No interviews described the approach.

Standardized treatment pathways

A standardized treatment pathway is a multidisciplinary management tool designed for a specific population with a predictable clinical course. It aims to reduce wait time 1 by streamlining the referral process and reducing the number of inappropriate referrals. Examples describing standardized treatment pathways were identified in Canada (20,100,112,113), Norway (114), New Zealand and England (115) in different specialties including orthopedics and cardiothoracic surgery. One program in Canada reported the approach reduced wait time 1 (20,69,116), and improved patient satisfaction (20,69). No interviews described the approach.

Wait time targets

Wait time target or guarantee policies ensure patients receive surgery within an agreed-to timeframe. These policies may change over time and vary within and across jurisdictions. These policies may cover wait times 2 or the whole patient journey from referral to treatment. They may or may not be legally binding. Evidence on wait time targets came from the scoping review and no interviews described the approach.

Legally binding wait time targets enforced through incentives covering wait times from referral to treatment were introduced in England between 2000 and 2008, and Sweden in 2010. Evidence on the impact of policy on wait time 1 was limited. One study from England reported the mean wait time 1 dropped significantly from 14 to 12 days (117). Four documents reported positive impacts on wait times from referral to treatment, but no measures on wait time 1 alone were provided (117-120). Further, one qualitative study reported criticism of the policy from healthcare professionals in England, with claims of mis-prioritization and undermining of professional autonomy (121).

Non-legally binding wait time targets from referral to treatment with an offer of an alternative provider were instituted in the past but is no longer in place in Sweden, Denmark and Scotland. The effects of the policy on wait time 1 were limited. Two sources found a reduction in wait time 1 (5,122), but one source reported that 30% of patients were waiting more than three months to see a specialist in the third year after implementation (5). Evidence on the impact of the policy on overall wait times was mixed. While there was a reduction in wait times in Scotland, further analysis indicated gaming and decrease in waits for low priority groups at the expense of high priority groups (5,109,122-129).

Non-financial provider incentives

In Alberta, Canada, orthopedic surgeons received ‘score cards’ comparing their performance to established benchmarks on key performance indicators including wait times from referral to surgery. While one study reported reduction on wait times for surgery, the scorecard initiative was part of a new integrated care pathway for hip and knee replacements (130). No specific impact on wait time 1 was reported and no interviewed participants described the approach.

Ongoing monitoring, analysis, and reporting of wait times and other outcome data

Health institutions, governments, and other organizations have ongoing collection and monitoring wait times, quality, and safety data to support quality improvement, equity, and transparency. These are usually context-specific and use a variety of technical platforms. Wait time data have been regularly reviewed at the governmental level (103,107,131-133), hospital level (132), and by individual surgeons through dashboards (132) to ensure patients are treated in a timely manner.

According to interviews, ongoing monitoring is a key tool to improve the whole patient journey from the first visit to the family doctor to discharge. The approach has been used to identify sources of delays, develop benchmarks and measure the system’s performance. The effect of its impact on wait time 1 is unclear as the approach is usually not used alone and cannot be easily disentangled from other initiatives. Despite limited information on the impact of these processes on wait-time related measures, there was consistent evidence that ongoing monitoring, analysis, and reporting are essential for addressing wait times.

Regular validation of wait lists

Validation is the active process of comprehensive review of all patients on the list who still require a specialist consultation. Patients are removed from the list if a consultation is no longer required. Validations are unnecessary when waiting times are short. According to non-peer-reviewed Australian sources, a team approach was used to validate outpatient waiting lists (134,135) and it contributed to decrease wait times to specialist for renal issues when implemented alongside other wait time management approaches (135). No interviews described this approach.

Web-based specialist directories

Web-based specialist directories are online resources with real-time information about specialists, their areas of expertise, eligibility requirements, and in some cases, wait times. They aim to improve patient experience and reduce wait times by streamlining the referral process. Evidence on the effectiveness of this approach was limited. One Canadian source reported reduced wait times after introducing directories alongside other interventions as part of a province-wide wait times initiative (136,137). One interviewee reported their catalog depended on specialists self-updating their data, which was challenging to manage and ultimately not successful.

Appointment reminders for consultation

Appointment reminders are notifications sent in advance via call or text to remind patients about upcoming appointments. Evidence from the scoping review demonstrated appointment reminders to have a positive impact on no-show appointments in the UK.

Cancellation lists

Cancellation lists allow patients willing to have a consultation on short-notice place their name on a list to be called when a spot becomes available. One example was identified in an interview from Canada, in which some surgeons had a list of patients who could be contacted to receive a consultation in case another patient cancelled. No information on impact of approach on wait times was found.

No-show polices

No-show policies discourage patients from missing their appointments with insufficient notice for the slot to be filled by another patient. Depending on the jurisdiction, patients may be required to get a new referral or returned to the start of the queue. Exceptions may be made for extraordinary circumstances. While this approach has been applied in Canada and in the UK, no information on its impact was found in the literature and during interviews.

Operations research/resource planning tools

Methods for addressing issues related to surgical wait times include the use of mathematical models. Three studies developed models to assess the impact of interventions on wait times 1 and 2. One study employed an analytical model to compare wait time target policies in Norway and Scotland (125). The remaining two used simulations to explore different interventions without actually applying them (138,139). One model was subsequently used to make decisions around additional investments in infrastructure and staff, and/or revise eligibility criteria for surgery (139). The impact of these models on wait time 1 was not reported. However, interviewees from most jurisdictions mentioned using hospital operations management tools for capacity analysis and resource planning. These tools have their origins in operations research, a discipline that uses mathematical modelling and information technology to develop decision support systems. Participants spoke positively about their experiences using these tools, citing them as essential for understanding and addressing delays.

Organizational incentives

Some jurisdictions have implemented organization-level incentives to increase productivity. These incentives can be grouped into financial (pay for performance), non-financial and negative financial incentives.

Norway and Sweden implemented pay-for-performance schemes in which health authorities were rewarded if wait time targets from referral to surgery were met. One document found that the number of patients waiting for more than three months to see a specialist declined in Sweden after implementation.

England introduced non-financial incentives through the ‘balanced score card’ initiative in 2000, where hospitals received rewards (greater autonomy) or sanctions (dismissal of managers) depending on their quality star ratings. One study reported a decline in the number of patients waiting longer than six months from referral to treatment after the implementation of star ratings alongside other wait times initiatives (129). No measure on the impact on wait time 1 alone was found.

One study examined financial disincentives implemented alongside wait time targets in England in 2011. While family doctors, oncologists and surgeons were positive about the targets in general, they expressed some concern that they took a ‘one-size fits all’ approach, put providers under considerable pressure and over-rode patient and provider choice (65).

Organization incentives were not described during interviews.

Post-discharge follow-up by phone

Follow-ups after surgery are conducted over telephone to reduce unnecessary outpatient follow-up and increase the number of surgical consultation slots of new referrals. In one study, patients were sent a standardized outpatient text message enquiring about their progress two weeks post-discharge from scheduled surgery. Depending on their response, patients were referred to their family physician or returned to the next scheduled outpatient clinic. Patients were also able to call the surgical team directly if they had medical queries. The study found a high level of satisfaction among patients who completed the survey and 74% of outpatient visits were avoided, though no impact on wait times or capacity for new consultations were measured (140). One interviewee from Alberta, Canada reported on follow-ups by phone in some clinics, but this was not standard practice across the province.

Public reporting of wait times

In many jurisdictions, wait times are made publicly available online. Providing this information may reduce wait times and equalize wait lists between specialists by allowing patients and their physicians to make referral decisions based on which specialist has the shortest waits. There was relatively little information on the effect on; this included including some Canadian provinces, Denmark, the Netherlands, and the UK. No evidence on the effect of public reporting on wait time 1 was found. However, evidence from Denmark suggested patients were not necessarily using this information to make their decisions (6). No interviews described an approach.

In summary, this review identified nine approaches with consistent positive evidence of effectiveness, listed in order of the number of publications which were reviewed:

  • Central intake (63);
  • Expanded role for non-physicians (43);
  • Patient choice (32);
  • Standardized referral forms (31);
  • Specialist advice requests (16);
  • Expanded role for family doctors (10);
  • Process improvement methodology (8);
  • Remote consultations (8);
  • Fast track programs (7).

There were a further three approaches identified as having more limited but promising evidence of effectiveness:

  • Standardized treatment pathways (13);
  • Targeted funding (10);
  • Shared appointment for specialist consultations (2).

None of the other strategies evaluated had consistent evidence of benefit.


Discussion

It is clear that wait times for elective surgeries is a major public policy issue in many countries. Long wait times beyond what is clinically recommended are linked to adverse clinical outcomes, major inefficiencies in health care delivery and dissatisfaction for patients and families. Although not always explicitly stated in the documents and consultations in this review, the major driver to find innovative and practical solutions to long wait times was healthcare budgets.

This review identified twelve approaches that effectively reduced the wait time from first referral from a family physician to consultation with a surgeon. As these approaches only target part of the patient journey, strategies to improve wait time 2 must also be employed concurrently. Integrating multiple strategies will likely be required to address such an intractable problem.

These interventions were implemented through distinct policy streams in discrete populations with variable evaluation metrics. Thus, it is important that the findings of the different studies be interpreted with caution and that no blanket assumption should be made that if an intervention is effective in one jurisdiction it will automatically work in another one. Rather, it is imperative that policy leaders test the effectiveness of an intervention in their health authority to ensure results are replicable before adopting and adapting a given policy option to address the issue of long wait times for elective surgeries.

In this paper, a traditional approach was not done to assess the quality of individual sources of information on effectiveness, since both interviews and printed material were used, with various study designs reported in the sources. Thus, a best-evidence approach was taken, to determine how consistent the evidence of effectiveness was across all sources of information on a particular intervention (e.g., standardized referral forms). The effectiveness of an intervention ranged from “consistent positive evidence of effectiveness” across sources through “limited but promising evidence of effectiveness” to “not possible to determine”. This allowed for statements to be made on the aggregate set of information relating to the effectiveness of each of the 24 interventions reported in this paper.

Limitations

Our study has other limitations worth mentioning. First, we intended for the interviews and scoping review to be broad and comprehensive. While the search strategy extended to multiple study databases and websites, we did not perform specific search strategies on individual approaches. Also, the intention was to identify strategies used in different jurisdictions to reduce elective surgical wait times and provide general information on their success in achieving their goals. The study was not designed to analyze the magnitude of effectiveness on wait time measures and compare which intervention was the most effective within a specific context. Thus, the assessment of effectiveness needs to be interpreted with caution, because of the range of types of information included. Second, the quality assessment of the body of evidence depended on the amount of evidence. Bias is likely present in approaches with fewer publications of similar findings. Third, evidence from peer-reviewed studies and unpublished sources had the same weight in the quality appraisal. Any future review of this subject will need to address these limitations.

Most countries with publicly funded healthcare systems struggle to provide their citizens with timely access to surgical consultation and care.


Conclusions

This study identified nine distinct strategies with consistent positive evidence of effectiveness in reducing the wait time for surgical consultation and three further strategies with more limited but promising evidence of effectiveness. The approaches reviewed reduced referral times by affecting supply, demand, or both. Policy-makers interested in reducing wait times for elective surgeries should consider them as part of an initiative that also incorporates approaches targeting wait time 2.


Acknowledgments

Funding: This work was supported by a financial contribution from the Government of Alberta (No. 008560). The views expressed herein do not necessarily represent the official policy of the Government of Alberta. The Health Technology & Policy Unit, School of Public Health, University of Alberta receives a multiyear unrestricted grant from Alberta Health to conduct health evidence reviews to inform policy decisions in the province.


Footnote

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jhmhp.amegroups.com/article/view/10.21037/jhmhp-21-95/coif). MEB received academic grants from government and non-profit agencies and honoraria from academic institutions for speaking engagements, and is a member of the ERAS Society Executive (non-profit). The other authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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doi: 10.21037/jhmhp-21-95
Cite this article as: Nagase FNI, Stafinski T, Brindle ME, White J, Young A, Beesoon S, Cleary S, Menon D. Reducing the wait for surgical consultation—what works and what doesn’t?—a review of selected countries in North America, Europe and Australasia. J Hosp Manag Health Policy 2022;6:28.

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